Your Resource to Regulations
NIRI Comment Letter to SEC on Regulation of Short Selling
NIRI Comment Letter to IOSCO on Regulation of Short Selling
NIRI Comment Letter to SEC on Proposed Amendment to NYSE Rule 452
NIRI Board Adopts Advocacy Position Regarding Financial Regulatory Reform Issues
Shareholder Communications Coalition
Executive Alerts
| June 16, 2003 | SEC Staff Publishes FAQs Guidance on Rules Regarding Use of Non-GAAP |
| April 15, 2003 | Information Dissemination Under Regulation G |
| April 2, 2003 | SEC Requires Exchange Listing Standards for Audit Committees |
| March 19, 2003 | The Whistleblower Provisions of the Sarbanes-Oxley Act of 2002 |
| January 29, 2003 | NIRI Releases Survey Results on Disclosure Committee Practices |
| January 16, 2003 | SEC Adopts Rules on Provisions of Sarbanes-Oxley Act |
| December 16, 2002 | SEC Proposes Rules on Auditor Independence Under the Sarbanes-Oxley Act |
| August 28, 2002 | SEC Adopts Rules Implementing the 2002 Sarbanes-Oxley Act |
| August 1, 2002 | The Impact of the Auditing Accountability, Responsibility and Transparency Act |
Executive Alerts
- September
10, 2001
Guidance for Compliance With Regulation FD - July
2, 2001
National Investor Relations Institute Releases Survey Results on the Impact of SEC Regulation Fair Disclosure - May 17,
2001
Clarification of the "Media Carve Out" Under Regulation FD - October
12, 2000
SEC Declines NIRI's Request For An Extension To Reg. FD - August
16, 2000
SEC Publishes Regulation Fair Disclosure -- Raises Troubling Issue - August
14, 2000
Further Guidance on Regulation Fair Disclosure - August
10, 2000
SEC Passes Regulation Fair Disclosure - August
8, 2000
NIRI Survey Finds Adoption of Regulation Full Disclosure Likely to Limit Amount of Information Disclosed to Market Participants
