NIRI Resources
 

J.T. Farley, IR Update, "MiFID II: Changing the Terms of Engagement for Europe and Beyond," Winter 2019

NIRI Webinar, "MiFID II and its Impact on Your Investor Relations Program," September 2018.

NIRI, IR Update, "The MiFID II Effect: Research in Flux," January-February 2018.

NIRI, IR Update, "SEC Grants Relief on MiFID II," December 2017.
 

 

Additional Resources

IR Magazine, "CFA Institute Reveals Mifid II has Caused ‘Tectonic Shifts’ in US Market," September 2019.

CFA Institute, "The Future of Research in the US after MiFID II: Resolving EU/US Disparities, August 2019

IR Magazine, "Coming to America: US instigates major study into Mifid II," August 2019.

Finextra, "U.S. to Study Effects of MiFID II Research Unbundling," July 2019.

Recommendation of the SEC Investor Advisory Committee Structural Changes to the US Capital Markets Re Investment Research in a Post-MiFID II World, July 2019.

IR Magazine, "AMF to Address MiFID II Impact on Small Caps," July 2019

IR Magazine, "MiFID II Continues Global Spread, Albeit With Regional Nuance, Says Expert," July 2019.

IR Magazine, "MiFID II and the Changing IR Role," June 2019.

IR Magazine, "MiFID II: UK Krokers Come Under Fire and SEC Suggests Market-Approach Idea," April 2019.

Melius Research, "MiFID II Isn’t Working as Intended and Investors are Losing as a Result," December 2018.

IR Magazine, "MiFID II: Prepare for Impact," August 2018.

IR Magazine, "Mifid II Seen as Internalizing IRO and Investor Work," April 2018.

IR Magazine, "Fifty Days of Mifid II: A Look at What’s Changed," February 2018

Q4 Blog, "MiFID II: Strategizing for January 2018," December 2017.

IR Magazine-Ipreo, "MiFID II: A Check on Reality," December 2017.

Exane BNP Paribas/EY, "MiFID II IR Survey," December 2017.

Edelman U.K., "Investor Trust in a Post MiFID II World," November 2017.

Ropes & Gray, "SEC Issues No-Action Letters To Ease U.S. And MiFID II Compliance; EC Issues Guidance On MiFID II Advisers' Receipt Of Research From Non-EU Brokers," November 2017.

SEC Press Release, "SEC Announces Measures to Facilitate Cross-Border Implementation of the European Union's MiFID II's Research Provisions," October 2017.

Bloomberg Professional Services, "The Future of Investment Research Post MiFID II," August 2017.

CFA Institute, "MiFID II: A New Paradigm for Investment Research," 2017.

PwC U.K., "The Future of Research: Impact of MiFID II on Research for Investment Firms," September 2016.

Nasdaq, "MiFID II Implementation" information.