Join Now
E-Groups Login
Store
Calendar
Member Center
My NIRI Account
Learning Center
About NIRI
Contact Us
login
The Association for
Investor Relations
Search for:
Experienced IR Professionals
New IR Professionals
Counselors
Service Providers
home
Membership
Membership Overview
Apply For Membership
Renew Membership
Transfer Membership
Membership Benefits
Membership FAQs
Apply Now
Membership Types
Individual Memberships
Group Membership Package
Global Subscriber Program
Membership Demographics
Code of Ethics
Ethics Council
NIRI ByLaws
Member/Career Transition Program
Member Center
MyNIRI
Member Directory
Member Help
Professional Development
Annual Conference
Archived Conference Materials
Exhibits & Sponsorships
Seminars
The Big I - Investor & Issuer Invitational Forum™
Fundamentals of Investor Relations
Finance & Capital Markets
Writing & Presentations
Online Learning
Virtual Financial Workshops
IR Competency Suite
Webinars
Learning Center
Full Calendar
Certification
Continuing Professional Education
IR Magazine Event Listings
Exhibits & Sponsorship
Certification
IRC Certification FAQs
Advocacy
Call to Action
Regulations Library
Disclosure Reform
Regulation Fair Disclosure
Dodd-Frank Act
JOBS Act
Regulation G
Sarbanes-Oxley
International Regulations
NIRI Regulatory Positions
Overview of NIRI's Advocacy Agenda
Equity Ownership Transparency
Disclosure Mandates
Proxy Access
Proxy Advisory Firms and Proxy System Reforms
Short-Position Disclosure
Resources
Publications
Executive Alert
IR Update
IR Update Weekly
Archives: IR Update Weekly
IR Update Podcast
NIRI Analytics
Think Tank
Standards of Practice for Investor Relations
Communications Volunteers
Resource Libraries
COVID-19 Crisis Resource Library
MiFID II Resources
Sustainability Resources
Sample Document Library
Diversity & Inclusion Resources
Regulations Library
Corporate Governance Resource Library
Advertise Sponsor Resource Library
Products and Services Marketplace
Products and Services Marketplace Listing
NIRI Community
Chapters
Chapter Officers
Find Chapters
Chapter Event Listings
Compass Mentor Program
Collaborate
NIRI Collaborates
Social Media
E-groups
Senior Roundtable
Member Directory
Fellows Recognition Program
Rising Leaders Under 40
Developing Leaders Roundtable
Career Center
Home
Professional Development
Online Learning
Webinars
Archived Webinars
NIRI Needs Your Help to Defeat the SEC's 13F Proposal
NIRI Needs Your Help to Defeat the SEC's 13F Proposal
Share
NIRI Needs Your Help to Defeat the SEC’s 13F Proposal
July 23, 2020
President and CEO Gary LaBranche and NIRI’s advocacy leaders discuss NIRI’s strategy to oppose the SEC’s ill-advised proposal to gut the Form 13F ownership disclosure rules. They answer questions from members about the SEC’s proposed rule, which would exempt more than 4,500 investment managers (89 percent of current 13F filers) from disclosure. The webinar addresses how NIRI plans to mobilize issuers, IR counselors, NIRI chapters, and other corporate groups to oppose this measure and encourage the SEC to adopt meaningful reforms to increase ownership transparency. NIRI shares
key talking points
and asks issuers and counselors to sign a
joint letter to the SEC
, which also will be shared with key lawmakers.
Speakers:
Gary A. LaBranche, FASAE, CAE,
President and CEO, NIRI
(moderator)
Patrick Davidson
, Senior Vice President, Investor Relations, Oshkosh Corp., and Chair of NIRI’s Advocacy Committee
Dave Dragics
, retired IRO and NIRI Capital Area Advocacy Ambassador
Niels Holch
, Partner, Holch & Erickson (NIRI’s outside lobbyist)
Ted Allen
, Vice President, Communications and Member Engagement, NIRI
Additional Resources:
Joint NIRI National Letter to the SEC That Issuers/Counselors May Sign
Sign on to the NIRI National letter by emailing Ted Allen (
tallen@niri.org
) by August 19
Frequently Asked Questions on the SEC's 13F Proposal
SEC Comment Letter Template for Individual Issuers
SEC Comment Letter Template for NIRI Chapters
Webinar Slides
Vist NIRI's
Advocacy Call to Action
page to find news articles and more details on the SEC's 13F rulemaking
NIRI Executive Alert, “
SEC Proposes to Reduce Equity Ownership Transparency
,” July 13, 2020.
Commissioner Allison Herren Lee, "
Statement on the Proposal to Substantially Reduce 13F Reporting
," June 10, 2020.